Form Downloads
Account Opening Documents
Declaration, Terms and Conditions

Terms of Business

Risk Disclosure Statement
Privacy Policy Statement
Personal Information Collection Statement
Letter of Consent for Collection of Client Personal Data
Terms and Conditions of IPO Shares Subscription
Account Opening for Individual

Application Form (Individual)

Assessment Form for Individual Professional Investor (“IPI”)
Account Opening for Corporate

Application Form (Corporate)

Assessment Form for Corporate Professional Investor (“CPI”)
Guarantee and Indemnity (For Margin Account)


Additional Documents
FATCA - Non FFI declaration
FATCA - FFI declaration
CRS - Individual Self Certification Form
CRS - Entity Self Certification Form
CRS - Controlling Person Self Certification Form
Client Consent on Northbound China Stock Connect Orders (Investor Identification Model) and the Personal Information Collection Statement
Client Consent on Hong Kong Investor Identification Regime (HKIDR)
W-8BEN Form
W-8BEN-E Form
W-9 Form
Risk Profiling Questionnaire (Individual or Joint Account)
Risk Profiling Questionnaire (Corporate)
Risk Disclosure Statement (Supplemental Version)
Certified Board Resolutions


Stock Withdrawal / Transfer Form
Securities Settlement Instruction (SI) / Investor Settlement Instruction (ISI) Form

Physical Scrip Withdrawal Form

Physical Scrip Deposit Form


Other Services Form
Change of Account Particulars
Online & Mobile Securities Trading Services Application Form
Notification for SMS Instant Order Confirmation Service
Real Time Online Quotation Services Application Form
Online Trading Password Reissuance Request Form
Change / Termination of Web Trading & Additional Services Instruction
Closure of Securities Account
Third Party Trading Authorization Letter
Request of Account Statement Duplicate / Certification Form
Attend General Meeting Form
Back to top