| Additional Documents |
| FATCA - Non FFI declaration |
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| FATCA - FFI declaration |
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| CRS - Individual Self Certification Form |
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| CRS - Entity Self Certification Form |
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| CRS - Controlling Person Self Certification Form |
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| Client Consent on Northbound China Stock Connect Orders (Investor Identification Model) and the Personal Information Collection Statement |
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| Client Consent on Hong Kong Investor Identification Regime (HKIDR) |
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| W-8BEN Form |
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| W-8BEN-E Form |
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| W-9 Form |
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| Risk Profiling Questionnaire (Individual or Joint Account) |
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| Risk Profiling Questionnaire (Corporate) |
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| Risk Disclosure Statement (Supplemental Version) |
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| Certified Board Resolutions |
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